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Hole in the bucket? SEC charges radio host with offering “misleading” financial advice

San Diego based radio investment guy Ray Lucia faces Security and Exchange Commission charges that his seminars left attendees with a “false sense of comfort” about his “Buckets of Money” retirement strategy. The SEC complaint Order questions whether Lucia’s schemes are properly “backtested,” which the agency defines as “the process of evaluating a strategy, theory, […]

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